Homepage Blank Dos 1206 F A PDF Template
Navigation

Navigating through the complexities of New York State's requirements for becoming a security guard involves understanding and filling out the DOS 1206 F A form diligently. This form, titled Employee Statement and Security Guard Application, is a crucial first step for anyone looking to enter the security guard profession within the state. Managed by the New York State Department of State Division of Licensing Services, this form collects detailed information from applicants and outlines the stipulations for fingerprinting, fees, and the necessary training courses. Applicants must adhere to the strict guidelines provided for fingerprinting, including scheduling appointments with IdentoGo by IDEMIA, submitting fingerprints for a criminal background check, and ensuring all fees are paid promptly. The form further breaks down the training requirements into initial and annual segments for both unarmed and armed security guards, offering insights into the necessary coursework designed to prepare guards for their responsibilities. It also details exemptions and waivers for certain applicants, such as retired police officers or active peace officers, clarifying conditions under which some might bypass standard training. Additionally, the form touches on the importance of child support statements, the use of social security numbers, and the option to register to vote, demonstrating the comprehensiveness of the application process. Completing the DOS 1206 F A form accurately and thoroughly is a testament to the applicant’s attention to detail and commitment to complying with state regulations, setting the foundation for a career in security.

Preview - Dos 1206 F A Form

New York State

Department of State

Division of Licensing Services

P.O. Box 22052

Albany, NY 12201-2052

Customer Service: (518) 474-7569

www.dos.ny.gov

Employee Statement and Security Guard Application

Read ALL instructions carefully before completing the application. Incomplete forms will be returned. Any omission, inaccuracy or failure to make full disclosure may be deemed sufficient reason to deny a registration or may result in the suspension or revocation of an issued registration.

FINGERPRINT REQUIREMENTS: Applicants have access to electronic fingerprinting through IdentoGo by IDEMIA.

Electronic Fingerprinting Procedure:

Schedule Appointment: Applicants must schedule appointments with IdentoGo by IDEMIA. To schedule an appointment at a location near you, visit their website at www.identogo.com or call 877-472-6915. For scheduling purposes, you must utilize the required Service Code 1545R1.

Failure to use the correct license type or Service Code may result in the need to be reprinted.

What to bring to Appointment: Approved and acceptable form of identification (for a list, please visit www.dos.ny.gov/licensing/fingerprinting.html), along with an acceptable form of payment.

Proof of electronic fingerprint completion: Upon completion of the fingerprint process, the vendor will provide you with two receipts as proof of fingerprint completion. Include one receipt with your application. The second copy of the receipt should be retained by your employer.

Please Note: Fingerprint receipts are valid for 5 months from the date of fingerprinting. Please submit original application within 5 months from the date of fingerprinting. Failure to submit your application within this time period will require you to complete the fingerprint process again.

Fingerprint Fees:

All fees for fingerprinting are payable to IDEMIA.

Division of Criminal Justice Services (DCJS) fee: $75.00

FBI fee (Security Guard License applicants must pay the FBI fee): $13.25.

Applicable Fingerprint Vendor fee (subject to change in January and July of each year)

See “e-Fingerprinting” link on top right at: www.dos.ny.gov/licensing.

Acceptable forms of Payment:

Payment for fingerprint fees must be made in the form of check, money order or credit card payable to IDEMIA.

Note: Fingerprinting fees are in addition to application fees.

Please read the below FBI Application Notifications:

Fingerprints submitted will be used to check the criminal history records of the FBI.

Procedures for obtaining a copy of an FBI criminal history record are set forth at Title 28, Code of Federal

Regulations (CFR), Sections 16.30 through 16.33 or go to the FBI website at http://www.fbi.gov/about- us/cjis/background-checks

Procedures for obtaining a change, correction or updating an FBI criminal history record are set forth at Title 28, Code of Federal Regulations (CFR), Section 16.34

Child Support Statement

A Child Support Statement is mandatory in New York State (General Obligations Law) regardless of whether or not you have children or any support obligation. Any person who is four months or more in arrears in child support may be subject to having his or her business, professional and driver’s licenses suspended. The intentional submission of a false written statement for the purpose of frustrating or defeating the lawful enforcement of support obligations is punishable under §175.35 of the Penal Law. It is a Class E felony to offer a false instrument for filing with a state or local government with the intent to defraud.

SOCIAL SECURITY NUMBERS (PRIVACY NOTIFICATION):

The Department of State is required to collect the federal Social Security and Employer Identification numbers of all licensees. The authority to request and maintain such personal information is found in §5 of the Tax Law and §3-503 of the General Obligations Law. Disclosure by you is mandatory. The information is collected to enable the Department of Taxation and Finance to identify individuals, businesses and others who have been delinquent in filing tax returns or may have underestimated their tax liabilities and to generally identify persons affected by the taxes administered by the Commissioner of Taxation and Finance. It will be used for tax administration purposes and any other purpose authorized by the Tax Law and may also be used by child support enforcement agencies or their authorized representatives of this or other states established pursuant to Title IV-D of the Social Security Act, to establish, modify or enforce an order of support, but will not be available to the public. A written explanation is required where no number is provided. This information will be maintained in the Licensing Information System by the Director of Administration and Management at One Commerce Plaza, 99 Washington Avenue, Albany, NY 12231-0001.

Section 89H of Article 7A requires that you notify this division of any changes to your residence address so you can receive renewal notices and other notifications pursuant to your registration.

WOULD YOU LIKE TO REGISTER TO VOTE?

Please visit the NY State Board of Elections at www.elections.ny.gov/votingregister.html or call 1-800-FOR-VOTE to request a NYS Voter Registration form.

To register online, please visit www.ny.gov/services/register-vote.

DOS-1206-f-a (Rev. 05/20)

Page 1 of 5

Security Guard Training Advisory

Waivers/Exemptions from Mandated Training

TRAINING REQUIREMENTS

Section 89-G of Article 7A requires all persons engaged in security guard activities be registered with the New York State Department of State (DOS), and complete all training (unless exempt) at schools approved by the Division of Criminal Justice Services (DCJS). The following training courses are required:

Security Guard (unarmed)

Initial Training Requirements:

8 Hour Pre-Assignment Training – A general introductory course. You must complete this course and submit a copy of the certificate issued to you with your security guard application. You are only required to take this course one time.

16 Hour On-The-Job Training (OJT) – A course relevant to the duties of guards, requirements of the work site, and the needs of the employer. You must complete this training within 90 days of employment as a security guard.

Annual Training Requirement:

8 Hour Annual In-Service Training – This course must be completed each calendar year you hold a security guard registration. Your registration is issued for two years, therefore, you must complete two 8 Hour Annual In-Service training courses within your registration effective and expiration dates to be eligible for renewal.

Armed Security Guard

Initial Training Requirements:

8 Hour Pre-Assignment Training – A general introductory course. You must complete this course and submit a copy of the certificate issued to you with your security guard application.

16 Hour On-The-Job Training (OJT) – A course relevant to the duties of guards, requirements of the work site, and the needs of the employer. You must complete this training within 90 days of employment as a security guard.

47 Hour Firearms Training – You must possess a valid NYS Pistol Permit and security guard registration to enroll in this course. Upon successful completion of this course, submit a copy of the certificate with your application for an armed guard registration upgrade.

Annual Training Requirements:

8 Hour Annual In-Service Training – This course must be completed each calendar year you hold an armed security guard registration. Your registration is issued for two years, therefore, you must complete two 8 Hour Annual In-Service training courses within your registration effective and expiration dates to be eligible for renewal; and

8 Hour Annual Firearms Training – This course must also be completed each calendar year you hold an armed security guard registration. Your registration is issued for two years, therefore, you must complete two 8 Hour Annual Firearms training courses within your registration effective and expiration dates to be eligible for renewal.

Peace Officer Waivers - Applications for a waiver of training for unarmed and armed security guards may be reviewed up to a maximum of four years after separation from a non-exempt, sworn, full-time peace officer position in New York. IF YOU ARE A

SEPARATED POLICE OFFICER OR EXEMPT PEACE OFFICER, DO NOT SUBMIT A WAIVER APPLICATION, SEE EXEMPTIONS BELOW. For the purposes of registration, you may be granted a waiver from training if you can demonstrate completion of training that meets or exceeds the minimum standards for the 8-Hour Pre-Assignment, OJT or 47 Hour Firearms courses. To request a waiver, contact DCJS directly at (518) 457-6726, or write them at 80 South Swan Street, 3rd Floor, Albany, NY 12210-8002. If approved, DCJS will send you a waiver letter to submit with your security guard application to DOS.

EXEMPTIONS (DO NOT REQUIRE A WAIVER FROM DCJS)

I. Police Officers:

The Security Guard Act exempts active police officers from the definition of a security guard. This means active police officers accepting secondary employment are not required to register or complete training. However, if you are an active police officer, anticipating retirement, and still wish to obtain a Security Guard Registration, you must provide proof of original police officer training and a letter of good standing from the agency that employs you, along with the original Security Guard Application and finger print receipt.

Retired Police Officers:

In order to be exempt from the training, you must provide DOS with a letter from your department (signed by your department) indicating your retirement date. In addition, if you are required by your security guard employer to carry a firearm, or are authorized to have access to a firearm, you must provide proof to DOS and your employer of having completed a Basic Course for Police Officers (or an equivalent course), that included initial firearms training, within one year prior to employment as an armed security guard.

If your initial firearms training occurred more than a year before employment as an armed security guard, you must complete an 8 Hour Annual Firearms Course for Security Guards and report that training to DOS and your employer.

If it has been more than 10 years since you retired as a police officer, you are additionally required to complete the 8 Hour Annual In-Service Training Course for Security Guards every year thereafter.

DOS-1206-f-a (Rev. 05/20)

Page 2 of 5

Security Guard Training Advisory Waivers/Exemptions from Mandated Training

II. Peace Officers:

Section 170.1 of Title 19 NYCRR exempts from the definition of a security guard, any individual designated as a peace officer under Article 2 of the NYS Criminal Procedure Law (CPL). The powers of a peace officer are only valid while the individual is acting in his or her official capacity for their primary employer. Consequently, during outside employment (moonlighting), a peace officer is no longer acting in his or her official capacity, and, therefore, must register and complete all training, (unless the individual has either been waived, or is exempt [based on specific job titles] (see Recent Amendments that may have a direct affect on you, below).

Current Peace Officers Applying for Firearms Training Waivers

If your employer has authorized you to carry a firearm in the line of duty, and you have been employed for 18 months or more and can exhibit a valid certificate, you are exempt from the 47 Hour Firearms Couse, and the addition 8 Hour Annual Firearms Course for holders of an armed security guard registration. Individuals seeking registration as an armed guard, must provide the Department of State with a copy of a waiver letter (issued by DCJS) and a certificate of completion for the MPTC Basic Course for Peace Officer with Firearms, or both the Basic Course for Peace Officers without Firearms and Firearms and Deadly Physical Force [long firearms course].

Recent Amendments that may have a direct affect on you:

Section 89-n (4) GBL has been amended to exempt certain categories of peace officers (see Categories of Peace Officers Exempt from Training per Amendment to §89-n (4) GBL, next page) from the following training: 47 Hour Firearms Course, 8-Hour Pre- Assignment, OJT, and 8 Hour Annual In-Service. To qualify for an exemption, a peace officer must either be currently employed in one of the job titles (see categories of Peace Officers Exempt from Training per Amendment to §89-n (4) GBL, next page), or retired from one of those job titles for not more than 10 years. Although exempt from the 8 Hour Annual In-Service training course for the first 10 years of retirement, the retired peace officer is subject to an 8 Hour Annual Firearms training course, if their basic course was completed more than a year prior to filing their security guard application.

Note: If it has been more than 10 years since an individual retired as a peace officer, they are required to completed the 8 Hour Annual In-Service Training Course for Security Guards, and additionally, if armed, the 8 Hour Annual In-Service Firearms Training Course every year thereafter.

Categories of Peace Officers Exempt from Training per Amendment to §89-n (4) GBL

A. Sheriffs, Undersheriffs, and Deputy Sheriffs of NYC, and sworn officers of the Westchester County Department of Public Safety Services as defined in NYS CPL, §2.10 (2): In order to be exempt from the 47 Hour Firearms Training Course, 8- Hour Pre-Assignment, OJT, and Annual In-Service Training, individuals must provide the Department of State with either a copy of their Basic Course for Peace Officers certificate, or a letter from the personnel office of the entity for which they work(ed), indicating basic peace officer training. If currently employed, they must also provide a copy of their ID card showing current employment in one of the appropriate law enforcement categories, and that they are in good standing.

B. Security Personnel for the Triborough Bridge and Tunnel Authority as defined in NYS CPL, §2.10 (20):

In order to be exempt from the 47 Hour Firearms Training Course, 8-Hour Pre-Assignment, OJT, and Annual In-Service Training, individuals must provide the Department of State with either a copy of their Basic Course for Peace Officers certificate, or a letter from the personnel office of the entity for which they work(ed), indicating basic peace officer training. If currently employed, they must also provide a copy of their ID card showing current employment in one of the appropriate law enforcement categories, and that they are in good standing.

C. Uniformed Court Officer as defined in NYS CPL, §2.10 (21)(a): In order to be exempt from the 47 Hour Firearms Training Course, 8-Hour Pre-Assignment, OJT, and Annual In-Service Training, individuals must provide the Department of State with either a copy of their Basic Course for Peace Officers certificate, or a letter from the academy indicating their academy training. These courses must meet or exceed the MPTC basic course without firearms. In addition, if the individual is in an armed position, the individual must have completed MPTC Basic Course for Peace Officer with Firearms, or both the Basic Course for Peace Officers without Firearms and Firearms and Deadly Physical Force [long firearms course]. If currently employed, the individual must also provide a copy of their ID card showing current employment, and that they are in good standing.

D. Court Clerks as defined in NYS CPL, §2.10 (21)(b): In order to be exempt from the 47 Hour Firearms Training Course, 8- Hour Pre-Assignment, OJT, and Annual In-Service Training, individuals must provide the Department of State with either a copy of their Basic Course for Peace Officers certificate, or a letter from the academy indicating their academy training. These courses must meet or exceed the MPTC basis course without firearms. In addition, if the individual is in an armed position, the individual must have completed MPYC Basic Course for Peace Officer with Firearms, or both the Basic Course for Peace Officers without Firearms and Firearms and Deadly Physical Force [long firearms course]. If currently employed, the individual must also provide a copy of their ID card showing current employment, and that they are in good standing.

E. NYS Corrections Officers as defined in NYS CPL, §2.10 (25): (This does not include city or county correction officers.) In order to be exempt from the 47 Hour Firearms Training Course, 8-Hour Pre-Assignment, OJT, and Annual In-Service Training, individuals must provide the Department of State with a letter from the NYS Department of Correctional Services and a copy of their ID card showing that they are currently employed as a NYS Corrections officer in good standing.

Note: Individuals who are no longer active peace officers and do not have a valid basic course certificate, or do not qualify for either a waiver or an exemption, must complete the 47 Hour Firearms Training Course, 8 Hour Pre-Assignment, and OJT.

DOS-1206-f-a (Rev. 05/20)

Page 3 of 5

FOR OFFICE USE ONLY

CASH#:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

UID:

PREV. UID:

 

CLASS:

 

CODE:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

New York State

 

 

 

 

 

 

 

 

 

Department of State

 

 

 

 

 

 

 

 

Division of Licensing Services

 

 

 

 

 

 

 

 

 

 

P.O. Box 22052

 

 

 

 

 

 

 

 

 

Albany, NY 12201-2052

 

 

 

 

 

 

 

 

Customer Service: (518) 474-7569

 

 

 

 

 

 

 

 

 

 

www.dos.ny.gov

 

 

 

 

Employee Statement and Security Guard Application

 

 

FEE $36

 

 

 

APPLICANT INFORMATION

 

 

 

Please TYPE or PRINT all responses in ink.

 

 

 

 

 

 

 

APPLICATION AS (Check only ONE):

Security Guard

Armed Security Guard

Applicant’s Name:

 

 

 

 

 

 

 

 

 

LAST NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FIRST NAME

 

 

MIDDLE NAME

 

 

 

HOME ADDRESS (Required – P.O. Box may be added to ensure delivery)

APT/UNIT/PO BOX

CITY

 

 

 

STATE

 

ZIP+4

 

 

 

 

 

 

 

 

 

 

 

 

 

 

COUNTY (Enter only if in New York State)

 

 

 

APPLICANT’S PHONE NUMBER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E-MAIL ADDRESS

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Social Security Number:

Birth Date:

NYS DMV ID Number:

 

 

 

(*Required – See Privacy Notification)

(Must be at least 18 years old to apply)

(*Required – See Applicant Affirmation)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BACKGROUND QUESTIONS

 

 

 

 

Answer the following questions by checking the appropriate box.

 

 

 

 

 

1. Are you an active or retired peace officer? IF “YES,”

 

ACTIVE

RETIRED

Please read the attached Security Guard Training Advisory.

IF you qualify for an exemption, you must submit the documentation described in the Advisory. If you DO NOT qualify, you must submit training certificates.

2.

Are you an active or retired police officer? IF “YES,”

ACTIVE

RETIRED

 

Please read the attached Security Guard Training Advisory.

 

 

 

IF you qualify for an exemption, you must submit the documentation described in the Advisory.

 

 

 

If you DO NOT qualify, you must submit training certificates.

 

 

3.

Has any license or permit issued to you or a company in which you are or were a principal

 

 

 

in New York State or elsewhere ever been revoked, suspended or denied?

YES

NO

 

IF “YES,” you must submit an explanation.

 

 

4.Have you ever been discharged from a correctional or law enforcement agency for incompetence or misconduct as determined by a court of competent jurisdiction, administrative

hearing officer, administrative law judge, arbiter, arbitration panel or other duly constituted

tribunal, or resigned from such an agency while charged with misconduct or incompetence? YES NO IF “YES,” you must submit an explanation or request a waiver.

5. Have you ever applied in this state for a registration/license as a security guard?

YES

NO

IF “YES,” please provide the license number.

 

 

 

IF “YES,” you do not need to re-take the 8-hour pre-assignment training course.

 

 

DOS-1206-f-a (Rev. 05/20)

Page 4 of 5

Employee Statement and Security Guard Application

CHILD SUPPORT STATEMENT

By signing this application, I certify that as of the date of this application, I am not under an obligation to pay child support OR if I am under an obligation to pay child support, I am not four or more months in arrears in the payment of child support, or I am making payments by income execution or by court agreed payment or repayment plan or by a plan agreed to by the parties or my child support obligation is the subject of a pending court proceeding, or I am receiving public assistance or supplemental security income.

CRIMINAL HISTORY

The Department of State will be receiving and reviewing information on any prior criminal arrests or convictions. If you have pending criminal charges or a prior conviction, please provide a statement explaining same and copies of any records received from the criminal court.

A completed application must include: (Use this checklist to make sure you have included/completed all requirements.)

The completed, signed application;

Receipt that provides proof of electronic fingerprinting by an approved vendor; $36.00 non-refundable application fee payable to the NYS Department of State; A copy of the 8-hour pre-assignment training certificate;

Any additional documentation requested in response to specific questions on the application form;

Notice of Employment section must be completed by your employer if employment will commence with filing of your application;

If applying for an armed security guard registration, a course completion certificate for 47 hours of firearms training, or a copy of the waiver issued by the Division of Criminal Justice Services (if waived – please see Security Guard Training Advisory)

Note: Security guard employers should maintain one copy of each item listed above in personnel files for each of their guards.

APPLICANT AFFIRMATION

I affirm, under the penalties of perjury, that the statements made in this application are true and correct. I further affirm that I have read and understand the provisions of Article 7A of the General Business Law and the rules and regulations promulgated thereunder.

In addition, I hereby authorize the NYS Department of State and NYS Department of Motor Vehicles to produce an ID card bearing my DMV photo. I understand that DOS and DMV will use my DMV photo to produce all subsequent ID cards for as long as I maintain my license with the Department of State.

x

Applicant’s Signature

Date Signed

Print Name:

NOTICE OF EMPLOYMENT

If employment will commence with the filing of your application, this section MUST be completed by your employer.

DATE OF HIRE:

 

 

 

 

 

TRANSACTION NUMBER:

 

 

TRANSACTION DATE:

 

 

 

 

 

GUARD’S NAME:

 

 

GUARD’S SOCIAL SECURITY NUMBER:

 

 

 

 

 

EMPLOYER’S UID:

 

EMPLOYER’S BUSINESS NAME:

 

 

 

 

 

I, (Please Print)

 

 

 

, swear and affirm that I am the representative for the company

identified as the employer and that I have verified the statements made by this employee and determined that these statements are true and correct to the best of my ability. I further attest that based on my verification of these statements, I find that the employee listed hereon is qualified for employment under the provisions of Articles 7 and 7-A of the General Business Law.

x

Employer’s Signature

Date Signed

DOS-1206-f-a (Rev. 05/20)

Page 5 of 5

Become an Organ and Tissue Donor

Organ donors save lives. If you would like to be an organ and tissue donor upon your death, you may enroll in the NYS Donate Life Registry online at www.donatelife.ny.gov/register or complete the form below. Completed forms should be sent to the NYS Donate Life Registry by email --- Registry@donatelife.ny.gov or, mail - NYS Donate Life Registry, 185 Jordon Road, Troy, NY 12180.

Fields with an asterisk (*) are required for enrollment. Upon receipt of your completed enrollment form, you will be sent an email or letter confirming your enrollment and providing you with information on how to limit your donation. I understand that by opting out of enrolling in the NYS Donate Life Registry, or skipping this question, will not impact or impair my ability to obtain services from the New York Department of State, Division of Licensing Services.

*Last name

 

 

 

 

 

 

 

 

 

 

 

 

By signing below, you certify that you are:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

• 16 years of age or older;

 

*First name

 

 

 

 

 

 

 

 

 

 

 

 

• Consenting to donate your organs and tissues for

 

 

 

 

 

 

 

 

 

 

 

 

 

 

transplantation and/or research in the event of your death;

Middle Initial

 

 

Suffix

 

 

 

 

 

• Authorizing the New York Department of State, Division of

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Licensing Services to transfer your name and identifying

*Address

 

 

 

 

 

 

 

 

 

 

 

 

information to the NYS Donate Life Registry for

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*Apt. Number

 

 

 

 

 

 

 

*Zip Code

 

 

enrollment;

 

 

 

 

 

 

 

 

 

 

and

 

*City

 

 

 

 

 

 

 

 

 

 

 

 

• Authorizing the Registry to give access to this information

 

 

 

 

 

 

 

 

 

 

 

 

to federally regulated organ procurement organizations

*Birth date

 

/

 

 

/

 

 

 

 

*Gender

M

F

and NYS-licensed tissue and eye banks and others

 

 

 

 

 

approved by the NYS Commissioner of Health in the event

 

MM

 

DD

 

 

 

 

 

YYYY

 

 

 

 

 

 

 

 

 

 

 

of your death.

 

Email address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DMV or IDNYC Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*Sign

*Date

Form Data

Fact Name Description
Applicable State New York State
Form Purpose Used for Employee Statement and Security Guard Application
Governing Body New York State Department of State Division of Licensing Services
Fingerprint Requirements Electronic fingerprinting through IdentoGo by IDEMIA is required, with specifics on scheduling and proof of completion.
Child Support Statement Requirement Mandatory in New York State regardless of childcare obligations, under General Obligations Law.
Application Fees $36.00 non-refundable application fee, in addition to FBI and Division of Criminal Justice Services (DCJS) fees for fingerprinting.

Instructions on Utilizing Dos 1206 F A

Filling out the DOS 1206 F A form is a critical step in applying for a security guard registration in New York State. This form serves as both an employee statement and a security guard application, requiring meticulous attention to detail to ensure that all information is accurate and complete. Failure to submit a fully completed form may result in delays or denial of the registration. Below is a guide to help you through the process of filling out this form accurately.

  1. Begin by reading all the instructions carefully to ensure that you understand the requirements and implications of the application process, including fingerprint requirements and training exemptions.
  2. Schedule an electronic fingerprinting appointment with IdentoGo by IDEMIA, using the required Service Code 1545R1. Make sure to bring an approved form of identification and an acceptable form of payment to your appointment.
  3. Proceed to the APPLICANT INFORMATION section and clearly type or print all responses in ink. Make sure to check only one box to indicate whether you are applying as a security guard or an armed security guard.
  4. Fill out your personal details including your name, home address, phone number, email address, social security number, birth date, and NYS DMV ID number if available.
  5. Answer all the background questions truthfully, checking the appropriate box for each question. If you answer "YES" to any question that requires additional documentation or explanation, make sure to attach the relevant documents or provide a written explanation as instructed.
  6. Read and understand the CHILD SUPPORT STATEMENT, then certify your status regarding child support obligations by signing the application.
  7. If applicable, prepare to provide information regarding your criminal history, including any pending charges or prior convictions, along with any relevant court records or personal statements explaining such matters.
  8. Review the checklist provided on the form to ensure you have included all required documentation, such as proof of electronic fingerprinting, the non-refundable application fee, relevant training certificates, and any additional documents requested based on your responses to specific questions on the form.
  9. Sign the APPLICANT AFFIRMATION section to affirm under penalty of perjury that the information provided is true and correct, and that you have read and understood the relevant laws and regulations.
  10. If your employment as a security guard will commence with the filing of your application, have your employer complete the NOTICE OF EMPLOYMENT section by providing the necessary employment details and employer’s attestation.

Upon completion, ensure that your application is fully and accurately filled out. Double-check all sections for completeness and accuracy before submission. Failure to provide all required information or documentation can result in processing delays or denial of your application. Mail the completed form along with all accompanying documents to the New York State Department of State, Division of Licensing Services at the address provided on the form.

Obtain Answers on Dos 1206 F A

Welcome to our FAQ section about the DOS-1206-f-a form, also known as the Employee Statement and Security Guard Application in New York State. Here, we provide detailed answers to some common questions about the form and its requirements.

  1. What is the DOS-1206-f-a form?

    The DOS-1206-f-a form is an application used by individuals seeking to be registered as security guards in New York State. This form is part of the requirements set by the New York State Department of State Division of Licensing Services. It is necessary for both unarmed and armed security guard applicants. The process includes providing personal information, undergoing fingerprinting, and meeting training and child support obligations among other requirements.

  2. How do I submit my fingerprints for the security guard application?

    To submit fingerprints for the security guard application, applicants must schedule an appointment with IdentoGo by IDEMIA, the approved electronic fingerprinting service. Use the specified Service Code 1545R1 to ensure the fingerprints are processed correctly for a security guard application. You must bring acceptable identification and payment to your appointment. Upon completion, IdentoGo will provide you with two receipts; include one with your application and keep the other for your employer.

  3. What are the training requirements for a security guard in New York?

    All individuals applying for a security guard registration must complete specific training courses unless exempt. Unarmed security guards need to complete an 8-hour pre-assignment training, a 16-hour on-the-job training within 90 days of employment, and an 8-hour annual in-service training during each year of registration. Armed security guards must also fulfill these requirements and additionally take a 47-hour firearms training and an 8-hour annual firearms training course. Certain exemptions and waivers may apply to some applicants, such as retired or active peace officers.

  4. What happens if I don't complete the fingerprinting process or my training within the specified time?

    If applicants fail to complete the fingerprinting process or the required training within the specified times, they may face delays in the processing of their security guard application. Specifically, fingerprint receipts are valid for 5 months from the date of fingerprinting. Failing to submit the application within 5 months requires undergoing the fingerprinting process again. Similarly, failing to complete the required training could result in the denial of the registration or delays until the training requirements are met.

  5. What should I do if I have a previous conviction or pending criminal charges?

    Applicants with previous convictions or pending criminal charges must include a statement explaining these incidents along with copies of any court records with their DOS-1206-f-a application. The Department of State reviews this information as part of the application process to assess eligibility for security guard registration. Honest disclosure is mandatory, and failure to provide accurate information may result in the denial of your application.

Common mistakes

Filling out the DOS 1206 F A form, the Employee Statement and Security Guard Application for the New York State Department of State, is a critical step for anyone aiming to work as a security guard within the state. However, the process is meticulous and errors can delay or impede one’s ability to secure registration. Below are six common mistakes applicants often make:

  1. Delaying the Submission of Fingerprint Receipts: Applicants have a window of 5 months from their fingerprinting date to submit their application. Missing this deadline necessitates undergoing the fingerprinting process again, causing unnecessary delays.

  2. Incomplete Forms: The form explicitly states that incomplete submissions will be returned. Failing to answer each question comprehensively or neglecting to attach required documentation can result in significant setbacks.

  3. Incorrect Payment Methods for Fingerprint Fees: Fingerprinting fees must be paid separately to IDEMIA, and only specific forms of payment are accepted. Using an incorrect payment method can nullify one’s appointment and delay the application process.

  4. Not Utilizing the Required Service Code for Fingerprinting: Applicants must use a specific service code when scheduling their fingerprinting appointment. Using the wrong code can lead to the necessity of re-fingerprinting, adding time and expense.

  5. Failure to Disclose Complete Criminal History: The form mandates full disclosure of any criminal history. Omissions or inaccuracies in this portion of the application can be grounds for denial or later revocation of a registration.

  6. Neglecting Child Support Statement Requirements: All applicants must include a child support statement, regardless of their personal situation. Misunderstanding or overlooking this mandate can directly result in application denial.

Understanding common pitfalls is crucial to successfully navigate the application process for a security guard registration in New York State. Applicants are urged to read instructions carefully, adhere strictly to specified requirements, and verify the completeness and accuracy of their application before submission. This thoughtful attention to detail can streamline the process, facilitating a smoother path to obtain the necessary credentials.

Documents used along the form

When applying for a Security Guard position in New York State, the DOS-1206-f-a form is pivotal. However, this application process typically requires several other forms and documents to ensure compliance and qualification. Understanding these additional requirements is crucial for a seamless application experience.

  • Child Support Statement: As part of the application process, it's mandatory in New York State to submit a Child Support Statement, per General Obligations Law. This document is required regardless of whether or not the applicant has children or any support obligation. It serves to verify the applicant's child support status and complies with state laws regarding support obligations.
  • Training Certificates: For both unarmed and armed security guards, submission of training certificates is necessary. These certificates confirm the completion of required training courses, such as the 8-Hour Pre-Assignment Training Course, 16-Hour On-The-Job Training (for unarmed guards), and the 47-Hour Firearms Training Course (for armed guards). They ensure that applicants meet the state's training requirements for security personnel.
  • Fingerprint Receipt: Applicants must provide a receipt as proof of electronic fingerprinting completion. This component is essential for conducting a background check, aligning with the state's efforts to ensure the reliability and integrity of individuals serving in security roles.
  • Proof of Age and Identification: A valid form of identification confirming the applicant is at least 18 years old is required. This could be a driver's license, state ID card, or passport. Proof of age and identity is a basic prerequisite for the application process.
  • Social Security Number (SSN) Privacy Notification: Applicants need to acknowledge the SSN Privacy Notification, clarifying the requirement and use of social security numbers in the licensing process. This acknowledgment ensures applicants understand their privacy rights and the state's compliance with privacy regulations.
  • Notice of Employment: If employment commences with the filing of the application, this section must be completed by the employer. It verifies that the applicant has secured employment and that the employer acknowledges the individual's qualifications for the position.

To successfully navigate the application process for a Security Guard position in New York State, applicants must diligently gather and submit various forms and documents alongside the DOS-1206-f-a form. These additional requirements are essential for verifying qualifications, training compliance, and suitability for security roles, ensuring a thorough and lawful vetting process. Therefore, attention to detail and timely submission of all relevant information can significantly influence the outcome of the application process.

Similar forms

  • Form FD-258 (FBI Fingerprint Card): Similar to the DOS-1206 F A form, the FD-258 is used for fingerprinting purposes in conjunction with background checks. Both forms require individuals to submit fingerprints to verify identity and check for criminal history. The FD-258 is commonly used for non-criminal justice purposes such as employment and licensing, mirroring the function of fingerprints submission in the DOS-1206 F A form for security guard applications in New York.

  • Form I-9 (Employment Eligibility Verification): This document, required by the U.S. Citizenship and Immigration Services, verifies an employee's authorization to work in the United States. Similar to the DOS-1206 F A, the Form I-9 involves identity verification and entails the employer's responsibility to certify the employee’s eligibility. Both forms aim to ensure the individual's legal status for the intended role, one focusing on work authorization, the other on licensing suitability.

  • DS-160 (Online Nonimmigrant Visa Application): The DS-160 form, used for U.S. visa applications, collects personal information and past history to determine eligibility for a visa. Like the DOS-1206 F A form, applicants must disclose personal information and background data. Both require detailed personal information and are critical in decision-making processes by respective authorities, whether for security licensing or international travel.

  • Form N-400 (Application for Naturalization): This form is used by permanent residents applying for U.S. citizenship through the naturalization process. Similar to the DOS-1206 F A, the N-400 form requires comprehensive personal history, background checks, and fingerprints for identity verification. Both forms entail a rigorous review by government entities to confirm the applicants' qualifications and legal status for the new role or citizenship.

Dos and Don'ts

When filling out the DOS 1206 F A form for the New York State Security Guard Application, there are several key points to remember to ensure your application is successful and processed without unnecessary delays. Below are eight critical do's and don'ts:

Do:
  • Read all instructions carefully before beginning to fill out the form to avoid any mistakes that might cause your application to be returned.
  • Ensure all sections are complete and accurate. Incomplete forms or sections can lead to delays in the processing of your application.
  • Include proof of electronic fingerprint completion with your application by attaching one of the receipts provided by the fingerprint vendor.
  • Remember to submit original applications within 5 months from the date of fingerprinting to avoid the need for re-fingerprinting.
  • Make the payment for fingerprint fees separate from the application fee, and ensure it is payable to IDEMIA as instructed in the form.
Don't:
  • Forget to schedule an appointment with IdentoGo by IDEMIA for electronic fingerprinting. Failing to do so, or using the wrong Service Code, may require you to be reprinted.
  • Omit the Child Support Statement section. This statement is mandatory in New York State, regardless of your status concerning child support obligations.
  • Provide false information. Misrepresentations or inaccuracies in your application can lead to denial of registration or suspension/revocation of an issued registration.

Following these guidelines will help ensure a smoother application process. Always double-check your information for accuracy and completeness before submission. For any questions or concerns, contacting the New York State Department of State, Division of Licensing Services directly is advisable. Their customer service line is available for guidance.

Misconceptions

When going through the process of applying for a security guard position in New York State, applicants must complete the DOS-1206-f-a form, a procedure that, while straightforward, is often surrounded by misconceptions. Let’s clarify some common misunderstandings, helping applicants navigate the process with accurate information.

  • Misconception 1: Fingerprinting is Optional for security guard application

    Many believe fingerprinting is an optional step when applying to become a security guard in New York State. This is incorrect. The DOS-1206-f-a form clearly outlines that fingerprinting is a mandatory requirement. Applicants must schedule an appointment with IdentoGo by IDEMIA for electronic fingerprinting and include the receipt with their application. The purpose is to conduct a thorough background check to ensure the safety and security of the public that the security guard will serve.

  • Misconception 2: The Child Support Statement Doesn't Apply if You Don’t Have Children

    Another common misunderstanding is that the Child Support Statement section of the form is only applicable to those with children. In reality, this statement is mandatory for all applicants, regardless of their parental status. The state uses this to ensure that individuals aren't delinquent in child support payments, which could impact their eligibility for a professional license.

  • Misconception 3: Training Waivers are Automatically Granted for Previous Law Enforcement Officers

    Some applicants believe that if they have previous law enforcement experience, they automatically receive a waiver for the required security guard training. While it's true that previous experience can lead to exemptions or waivers, the form specifies that this is not automatic. Ex-police officers and peace officers must provide proper documentation of their training and status. Requests for training waivers must be reviewed and approved by the Division of Criminal Justice Services (DCJS), and certain conditions apply.

  • Misconception 4: The application process is entirely online

    While we live in a digital age, there’s a misconception that the security guard application process can be completed entirely online. The form itself mentions the necessity of mailing the completed, signed application along with other requirements to the Department of State. While electronic fingerprinting has modernized part of the process, submitting the original application and supporting documents still goes through traditional mail.

Understanding these aspects of the DOS-1206-f-a form ensures that applicants are better prepared for the process of obtaining their security guard license in New York State. By debunking these common misconceptions, applicants can approach the process with clarity and confidence.

Key takeaways

The DOS 1206 F A form is a critical document for individuals seeking to register as security guards within the state of New York. It serves as both the Employee Statement and Security Guard Application, necessitating precise and truthful completion to prevent any potential denial, suspension, or revocation of registration. This document outlines several keys to successfully filling out and utilizing the form:

  • All sections of the application must be completed in full. Incomplete applications are subject to return, delaying the registration process.
  • To begin the fingerprinting process, applicants must schedule an appointment with IdentoGo by IDEMIA, using the specific Service Code 1545R1. This step is essential for the background check procedure.
  • Applicants are required to bring acceptable identification and payment to their fingerprinting appointment. The receipt of fingerprint completion must be included with the application submission.
  • Fingerprint receipts have a validity period of five months. It is crucial to submit the original application within this timeframe to avoid the necessity of undergoing the fingerprint process once more.
  • There exists a mandatory child support statement section, which must be filled out by all applicants irrespective of their child support status, under New York State's General Obligations Law.
  • The provision of a Social Security Number is mandatory, as per the requirements of the Department of State. It is used for identification purposes and is safeguarded for privacy.
  • To maintain active registration, security guards must complete mandatory annual training. This training ensures that all registered security guards remain informed of the latest practices and regulations.
  • Peace officers and retired police officers may be eligible for waivers or exemptions from certain training requirements, yet specific documentation must be provided to substantiate this status.
  • An application fee of $36.00, non-refundable, is required at the time of submission. This fee is separate from any fingerprinting costs.

Understanding and adhering to these guidelines is paramount for a smooth registration process. Each step, from completing the application to fulfilling fingerprinting and training requirements, plays a crucial role in securing and maintaining one's registration as a security guard in New York State.

Please rate Blank Dos 1206 F A PDF Template Form
4.87
Incredible
15 Votes