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Understanding the intricacies of the LIC38: ELECTRICAL LICENSE APPLICATION is imperative for individuals aiming to navigate the complexities of obtaining or renewing an electrical license within the regulatory framework as outlined by the Department of Buildings. This comprehensive form mandates typewritten answers, ensuring clarity and professionalism in the submission process. It covers a spectrum of critical aspects, beginning with basic applicant information, including personal and contact details, and extending to more nuanced areas such as the designation of a responsible representative—a role with significant implications for business operations and accountability. The form accommodates a variety of application types, such as original submissions, renewals, reissues, and changes, alongside differentiating between master and special licenses. It also ventures into business-related inquiries, requiring details about the entity associated with the license and delving into the legal composition of the company, whether it represents an individual, a corporation, a partnership, or a trade. Furthermore, the LIC38 form addresses matters of legal compliance and integrity, posing questions about past convictions and outstanding fines or violations, thereby underscoring the vital importance of transparency and accountability in licensure. The requirement for applicant statements and signatures, under the watchful eye of notarization, culminates the application process, safeguarding the veracity of the information provided and reinforcing the legal obligations and repercussions tied to falsification or bribery. Through its detailed provisions, the LIC38 form embodies a critical regulatory tool designed to uphold standards within the electrical trade, ensuring that licensed professionals and businesses operate with due diligence and adherence to established codes and regulations.

Preview - Lic 38 Form

LIC38: ELECTRICAL LICENSE APPLICATION

Application must be typewritten.

1

Application Type

2 License Type

3

License Number

Original

Renewal

Reissue

Change

Master

Special

4Applicant Information Required for all applications. (*Indicates optional.)

First Name

 

Middle Initial

Last Name

Home Address

 

 

Home Telephone

 

 

 

 

City

State

Zip

*Mobile Telephone

 

 

 

 

Date of Birth (m/d/y)

 

Social Security No.

E-Mail

5Responsible Representative (Note: There can be ONLY ONE Responsible Representative)

 

Are you the Responsible Representative for the business?

YES

NO

 

 

 

 

 

 

 

Responsible Representative Only: Are there additional licensees in the business?

YES

NO

 

 

 

 

 

If so, please print their names: (for additional space, attach a second sheet)

Do you authorize this person(s) to file electrical applications

 

First Name

Last Name

License Number

under the business name?

 

 

 

 

 

 

 

 

 

 

 

 

YES

NO

Initial here

 

 

 

 

 

 

 

 

 

 

 

YES

NO

Initial here

 

 

 

 

 

 

 

6

Business Information

 

Business Name

 

 

 

Firm No.

 

 

 

 

 

 

 

 

 

Office Address

 

 

Office Telephone

 

 

 

 

 

 

 

 

 

 

 

 

 

City

 

State

Zip

Office Fax

 

 

 

 

 

 

 

 

 

 

 

E-Mail

 

 

 

 

 

 

7

License Use Choose One:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Individual/Sole-Proprietor

 

On Behalf of a Corporation

On Behalf of a Partnership

On Behalf of a Trade

 

 

 

 

 

 

 

MASTER

8

Partner or Officer Information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

City

State

Zip

City

State

Zip

 

 

Name

 

 

Name

 

 

 

 

Address

 

Title(s)

Address

 

Title(s)

 

 

 

 

 

 

 

 

 

 

Name

 

 

Name

 

 

 

 

 

 

 

 

 

 

 

 

Address

 

Title(s)

Address

 

Title(s)

 

 

 

 

 

 

 

 

 

 

 

 

City

State

Zip

City

State

Zip

9

Convictions and Fines If you answer “Yes” to either of these questions, you must complete and attach form LIC34.

 

 

 

 

 

 

 

 

Yes

No

Have you ever been convicted of a crime (for renewals, convicted since your last renewal) ?

 

 

 

Yes

No

Do you as licensee or the master electrician business have outstanding notices of violation owed to the Department?

 

Yes

No

Does any company associated with your Department-issued Electrician’s license currently have any unpaid firm account (permit and/

 

 

 

or application) fees?

 

 

 

 

 

10 Applicant Statements and Signatures

As a condition of being granted a license from the Department of Buildings, I hereby agree to comply with all Administrative Code Provisions and Department Rules, Regulations and Directives regarding how licensees conduct their specific trades. I affirm compliance with Section 27-3013(a) and the definition of responsible representative found in Section 27-3004, when the designated responsible representative of the business is submitting this renewal application. Falsification of any statement is a misdemeanor under section 28-211.1, 28-201.2.1.2, and 28-203.1.1 of the Administrative Code and is punishable by a fine or imprisonment, or both. Bribery is a crime: A person who gives or offers a bribe to any employee of the City of New York or an employee who takes or solicits a bride, is guilty of a felony punishable by imprisonment, a fine, or both.

 

Name (print)

Signature

 

Date

 

 

 

 

 

 

 

 

 

Electrician’s Seal

Notarization

 

Notary Seal

 

 

 

 

State of New York, County of:

 

 

 

 

 

 

 

 

 

 

 

 

Sworn to or affirmed under penalty of perjury

 

 

 

 

 

 

 

 

 

 

 

 

Day of

20

 

 

 

 

 

 

 

 

 

 

Internal Use Only

 

Notary Signature

 

 

 

 

 

 

 

 

 

 

 

Clerk’s Signature

Date

Fee Paid

Year

 

 

 

 

 

 

 

 

 

 

 

 

 

 

08/14

Form Data

Fact Name Description
Application Requirement The application must be typewritten, indicating a preference for clarity and legibility in the submission.
Types of Licenses The form includes options for Original, Renewal, Reissue, and Change of Master or Special license types.
Applicant Information Section Essential information such as name, address, contact information, date of birth, and Social Security Number are required, with a mobile telephone number being optional.
Responsible Representative Clause Applicants must designate whether they are the Responsible Representative for the business, a critical role that comes with specific responsibilities and permissions.
Governing Laws and Penalties Applicants agree to comply with the Administrative Code Provisions, Department Rules, Regulations, and Directives. Falsification of statements is punishable as a misdemeanor, while bribery is considered a felony, indicating the importance of honesty and integrity in the application process.

Instructions on Utilizing Lic 38

Filling out the LIC38 form for an electrical license application is an essential step for professionals in the electrical field looking to either acquire or renew their license. This process ensures that individuals and businesses are recognized by the relevant authorities and can operate within legal standards. Below is a step-by-step guide that elucidates the process, ensuring accuracy and completeness in filling out the form.

  1. Ensure the application is typewritten to comply with the application’s requirement.
  2. Under 1. Application Type, select whether the form is for an Original application, Renewal, Reissue, or a Change.
  3. For 2. License Type, check the appropriate box: Master or Special.
  4. In section 3, enter the License Number if available/applicable.
  5. Complete 4. Applicant Information with your First Name, Middle Initial, Last Name, Home Address, Home Telephone, City, State, Zip, and optionally, your Mobile Telephone. Also, include your Date of Birth, Social Security No., and E-Mail.
  6. In the section labeled 5. Responsible Representative, indicate whether you are the Responsible Representative for the business by selecting YES or NO. If you select YES and there are additional licensees in the business, provide their names and initials as instructed. If authorizing another person to file applications under the business name, complete their information as required.
  7. Fill out 6. Business Information with the Business Name, Firm No., Office Address, Office Telephone, City, State, Zip, Office Fax, and E-Mail.
  8. Select the appropriate 7. License Use, indicating if the application is for an Individual/Sole-Proprietor, on behalf of a Corporation, Partnership, or Trade.
  9. For 8. Partner or Officer Information, list all necessary information of partners or officers if applicable: Name, Address, Title(s), City, State, and Zip.
  10. In section 9. Convictions and Fines, answer Yes or No to the inquiries regarding convictions, outstanding notices of violation, and any unpaid firm account fees. If any answers are yes, attach form LIC34.
  11. Read and affirm the 10. Applicant Statements and Signatures by printing your name, signing, and dating the form. Also, if applicable, include the Electrician’s Seal Notarization details.

After completing the LIC38 form, review all sections for accuracy and completeness to ensure that your application is processed without delays. Submitting the form with the required documentation and applicable fees is the next step towards securing or renewing your electrical license. This is critical for maintaining professional standards and compliance within the industry.

Obtain Answers on Lic 38

  1. What is the LIC38 form used for?
  2. The LIC38 form is primarily used for applying for or renewing an electrical license with the Department of Buildings. It's designed to collect all necessary information from the applicant, including personal details, business information, and any relevant convictions or fines. Whether you're applying for the first time or renewing your license, this form plays a crucial role in ensuring you're qualified to perform electrical work within the jurisdiction.

  3. Who needs to complete the LIC38 form?
  4. Any individual or business entity looking to obtain or renew an electrical license must complete the LIC38 form. This includes master electricians, special electricians, and electrical contractors who are seeking to either start offering electrical services or continue their operations legally within the city or state that requires this form for licensing.

  5. Can the LIC38 form be handwritten?
  6. No, the application must be typewritten. This requirement ensures all information is clear and legible, facilitating a smoother processing of the application by the Department of Buildings.

  7. What does 'Responsible Representative' mean on the LIC38 form?
  8. A 'Responsible Representative' refers to the individual designated to act on behalf of the business in matters related to the electrical license. There can only be one Responsible Representative for each business, and this person is authorized to file electrical applications under the business name. This role is crucial for ensuring there's a specific point of contact for the Department of Buildings.

  9. Is it necessary to disclose convictions and fines on the LIC38 form?
  10. Yes, applicants must disclose any criminal convictions (for renewals, any convictions since the last renewal) and whether they or their business have any outstanding notices of violation or unpaid fees related to their electrical license. Failure to disclose this information can be considered falsification, which is a misdemeanor.

  11. What happens if I falsify any statement on the LIC38 form?
  12. Falsifying any statement on the LIC38 form is considered a misdemeanor under specific sections of the Administrative Code and is punishable by a fine, imprisonment, or both. It's crucial to provide accurate and truthful information throughout the application to avoid legal consequences.

  13. How does the LIC38 form handle licensing for different business structures?
  14. The form accommodates various business structures by allowing applicants to specify whether the license will be used by an individual/sole proprietor, on behalf of a corporation, a partnership, or a trade master. This flexibility ensures that all types of business entities can apply for or renew their electrical license as required.

  15. What is required for the renewal of an electrical license using the LIC38 form?
  16. For renewing an electrical license, applicants must provide updated information on any changes since their last application, disclose new convictions, if any, and ensure all outstanding fines or violations are settled. Renewal also typically requires affirmation of compliance with the Department's rules and regulations, similar to a new application.

  17. What fees are associated with the LIC38 form?
  18. While the form itself does not specify fee amounts, applicants should expect to pay a fee for processing their electrical license application or renewal. Fees can vary based on the type of license, the specific requirements of the local Department of Buildings, and whether the application is for a new license or a renewal.

  19. Where can I submit the completed LIC38 form?
  20. Completed LIC38 forms should be submitted to the local Department of Buildings or the specific office designated to handle electrical licenses in your jurisdiction. Always check with your local Department to confirm the current submission process, as it may have options for online submission or specific locations where paper applications are accepted.

Common mistakes

When filling out the LIC38 Electrical License Application, individuals commonly encounter a few hurdles that can complicate the process. Awareness of these pitfalls can enhance the efficiency and accuracy of the documents submitted for approval. Here are four mistakes often made during this process:

  1. Not submitting a typewritten application: The form explicitly requires the application to be typewritten. Handwritten applications may lead to legibility issues, causing delays in the processing time or even rejection of the application.

  2. Failure to indicate the application type correctly: With options including Original, Renewal, Reissue, and Change, it is crucial to check the appropriate box. This choice dictates the path your application takes, and an incorrect selection can mislead the reviewing process.

  3. Omitting the designation of a Responsible Representative: Every business must designate only one individual as the Responsible Representative. Neglecting to acknowledge this person, or incorrectly filling out this section, may result in processing delays or questions regarding who is authorized to act on behalf of the business.

  4. Incorrect or incomplete information regarding convictions, fines, and compliance: The section asking about convictions, fines, and compliance with the Department's rules requires utmost attention. Applicants sometimes overlook the necessity to attach form LIC34 if they answer “Yes” to any of the questions in this section. Overlooking this attachment or providing incomplete information may not only delay the application but also could lead to legal ramifications.

By giving careful attention to these details, and ensuring that all information is provided accurately and completely, individuals can avoid the most common mistakes made during the application process for an electrical license.

Documents used along the form

When applying for or renewing an electrical license with the LIC38 form, several other documents and forms are often required to ensure a comprehensive and compliant submission. Additionally, these documents support the application by providing detailed information about the applicant's qualifications, legal compliance, and business operations. Let's explore some of these vital documents.

  • LIC34: Conviction Disclosure Form – This form is necessary if the applicant has been convicted of a crime. It provides the Department of Buildings with details about the conviction to assess the applicant's eligibility for licensure.
  • SS-4: Application for Employer Identification Number (EIN) – For businesses, an EIN from the IRS is crucial for tax purposes. This document is often required to confirm the business's tax identity.
  • Proof of Worker’s Compensation Insurance: This document shows that the applicant has obtained worker's compensation insurance, which is mandatory for businesses with employees.
  • Proof of Liability Insurance: Demonstrates that the applicant or business carries liability insurance, protecting against claims resulting from operations that may cause bodily harm or property damage.
  • Business Certificate for Sole Proprietorship or Partnership: This document, filed with the county clerk's office, legally establishes the business under its operating name.
  • Articles of Incorporation: For corporations, this document filed with the state provides the legal foundation of the company, including details like corporate structure and purpose.
  • Professional References or Recommendation Letters: These support the application by attesting to the applicant's professional qualifications, ethical standards, and experience in the electrical trade.
  • Proof of Experience: Documented evidence of the applicant's work experience in the electrical field, often required to verify the qualifications for the license sought.
  • Continuing Education Certificates: These certificates prove that the applicant has completed any required continuing education courses to stay current with industry standards and codes.

Collectively, these documents, alongside the LIC38 form, offer a holistic view of an applicant's readiness and eligibility for an electrical license. They assure the Department of Buildings that the applicant not only meets all legal requirements but is also committed to maintaining professional standards and promoting safety in their operations. Preparing these documents meticulously can facilitate a smoother licensure process.

Similar forms

  • LIC34: Affidavit of Compliance - Similar to the LIC38 form, the LIC34 is also an affidavit form that needs to be completed in certain conditions, specifically if the applicant has convictions or fines, as mentioned in the LIC38. Both forms require honest disclosures about past legal issues and compliance with departmental regulations, underscoring the integrity and legal standing of the applicant.

  • LIC1: License Application - This form shares a fundamental similarity with the LIC38 as it serves as an application for various types of professional licenses. The LIC1 collects detailed applicant information, business information, and specific license requirements, akin to the structure found in the LIC38, which gathers comprehensive details pertinent to applying for an electrical license.

  • LIC2: License Examination Application - While the LIC2 is primarily concerned with the application process for taking a license examination, it aligns with the LIC38 in its structured approach to gathering applicant data. Both forms require personal, employment, and licensing information, facilitating a vetting process that ensures candidates are eligible for their respective professional milestones.

  • LIC3: Change of Address Form - The LIC3, dedicated to recording changes in address, shares its focus on accurate and up-to-date contact information with the LIC38. While the LIC38 encompasses a broader scope of application, including address details within its comprehensive format accentuates the emphasis on current and reliable applicant information, similar to the purpose of the LIC3.

  • LIC21: Application for Approval of Continuing Education Course - This document, while distinct in its focus on educational content, shares the LIC38's attribute of needing thorough information for approval purposes. Both forms play crucial roles in their respective areas, ensuring that professionals are not only licensed but also continuously educated to maintain high standards in their trade, demonstrating the commitment to professional development and adherence to regulatory standards.

Dos and Don'ts

When filling out the LIC38 Electrical License Application, it’s important to follow certain dos and don'ts to ensure the process is smooth and your application is successful. Below is a guide to help you along the way.

  • Do ensure the application is typewritten to maintain clarity and legibility.
  • Do complete every required section of the form accurately, providing detailed and truthful information to avoid any delays or rejections.
  • Do include the names of any additional licensees in your business if you're applying as the Responsible Representative to ensure all parties are properly registered.
  • Do indicate clearly at the section about Responsible Representative whether or not you authorize other individuals to file electrical applications under the business name.
  • Don't neglect the sections regarding previous convictions, fines, or outstanding notices of violation. Providing complete and honest answers is crucial.
  • Don't leave the Applicant Statements and Signatures section blank. Your signature and the date are mandatory for validating the application.
  • Don't overlook the need to attach a notarized seal where required. This step is essential for the verification of your documents and identity.
  • Don't attempt to bribe or offer any undue advantage to expedite your application process. Bribery is a serious crime and can result in severe penalties, including fine or imprisonment, or both.

By following these guidelines carefully, you can increase the likelihood of a favorable outcome for your LIC38 Electrical License Application.

Misconceptions

There are several common misconceptions about the LIC38: Electrical License Application form that need to be addressed. Understanding these misconceptions can help applicants navigate the process more effectively.

  • Misconception 1: The form can be handwritten.

    This is incorrect. The instructions clearly state that the application must be typewritten. Handwritten forms may not be accepted, leading to unnecessary delays or rejections.

  • Misconception 2: All sections are mandatory for every applicant.

    Not every section will apply to every applicant. For example, the question about being the Responsible Representative is only relevant if you are applying on behalf of a business. Applicants should carefully read each section to determine relevancy to their situation.

  • Misconception 3: Mobile telephone number is mandatory.

    The form specifies that the mobile telephone number is optional (*Indicates optional.), allowing those without a mobile phone to apply without this piece of information.

  • Misconception 4: Conviction history automatically disqualifies an applicant.

    If you answer "Yes" to having been convicted of a crime, you must attach form LIC34. This does not automatically disqualify an applicant, but rather provides a means to supply additional context and information regarding past convictions.

  • Misconception 5: You cannot apply if your business has outstanding violations or fines.

    While having outstanding notices of violation or unpaid fees is a serious matter, the form specifically asks these questions to allow the Department to evaluate each case individually. Applicants should be prepared to address any outstanding issues.

  • Misconception 6: The form is only for new applicants.

    The LIC38 form is used for various application types, not just original applications. Renewals, reissues, and changes in license type are all processed using this form.

  • Misconception 7: Email addresses are optional.

    While the form does not explicitly state that an email address is mandatory, providing one is crucial for efficient communication with the Department of Buildings. Lack of an email may result in delays.

  • Misconception 8: Bribery attempts have minor consequences.

    The form explicitly mentions that bribery is a serious crime, punishable by imprisonment, a fine, or both. This underscores the importance of maintaining ethical conduct throughout the application process.

  • Misconception 9: Notary notarization is optional.

    Completion and notarization of the application under penalty of perjury is mandatory. This step verifies the authenticity of the applicant's information and intentions, reinforcing the legal seriousness of the application process.

Understanding these misconceptions and the actual requirements of the LIC38 form can facilitate a smoother application process for electrician licensing in New York.

Key takeaways

When filling out and using the LIC38 form for an electrical license application, here are key takeaways to keep in mind:

  • Applications must be typewritten, ensuring clarity and legibility.
  • Choose the correct application type (Original, Renewal, Reissue, Change) to suit your needs.
  • Select the license type (Master, Special) that matches your qualifications and the services you intend to provide.
  • Applicant Information is mandatory for all applications. Don't forget to denote if the mobile telephone number is optional (*).
  • There can be only one Responsible Representative for each business, who has specific authorizations, emphasizing the need for careful selection.
  • For businesses, Business Information requires detailed contact and identification details, affirming the legal identity of the business in relation to the license.
  • Choosing the right License Use category (Individual/Sole-Proprietor, Corporation, Partnership, Trade) reflects the structure and operation of the business.
  • Listing Partner or Officer Information is critical when the business structure involves multiple leaders or stakeholders.
  • If answering "Yes" to questions about convictions, fines, or violations, an additional form LIC34 must be completed and attached.
  • The Applicant Statements and Signatures section is a legal declaration of compliance with city rules, an affirmation of accuracy, and an acknowledgment of the penalties for falsification or bribery.
  • The application must be notarized, indicating that it's been sworn or affirmed under penalty of perjury, making it a legal document.

Understanding these key points ensures a smoother process in applying for, renewing, or changing your electrical license through the LIC38 form, helping to avoid common pitfalls and delays.

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